-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhLldP4dbGVEwieiSAwPE+tj1sCXj88t4mePm1vjr/sbHccj17OYMm1OjfpIezkc MobkmGzKmgeL3D65HvaZEA== 0001140361-10-022065.txt : 20100518 0001140361-10-022065.hdr.sgml : 20100518 20100518164949 ACCESSION NUMBER: 0001140361-10-022065 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100518 DATE AS OF CHANGE: 20100518 GROUP MEMBERS: FUNDO DE INVESTIMENTO EM ACOES GWI PRIVATE INVESTIMENTO NO E GROUP MEMBERS: GWI CONSULTORIA PARTICIPACOES E SERVICOS LTDA GROUP MEMBERS: MU HAK YOU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77997 FILM NUMBER: 10843028 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GWI Enterprise Ltd. CENTRAL INDEX KEY: 0001439445 IRS NUMBER: 000000000 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 BUSINESS PHONE: 55 11 3702-3202 MAIL ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 SC 13G/A 1 formsc13ga.htm GWI ENTERPRISE SC 13G A 5-14-2010 formsc13ga.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549



SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)


Hanmi Financial Corporation
(Name of Issuer)
 
 
Common Stock, Par Value $0.001
(Title of Class of Securities)
 
 
410495105
(CUSIP Number)
 
 
May 14, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
¨
Rule 13d-1(b)
 
þ
Rule 13d-1(c)
 
¨
Rule 13d-1(d)

_______________
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 

CUSIP No. 410495105
 
13G
 
Page 2 of 10 Pages

1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GWI Enterprise Ltd.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)   ¨
(b)   ¨
     
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The Commonwealth of The Bahamas
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
1,717,357
 
7.
 
SOLE DISPOSITIVE POWER
0
 
8.
 
SHARED DISPOSITIVE POWER
1,717,357
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,717,357
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  ¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.4%
 
12.
TYPE OF REPORTING PERSON
 
CO

 
 

 

CUSIP No. 410495105
 
13G
 
Page 3 of 10 Pages

1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    ¨
(b)    ¨
     
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Federative Republic of Brazil
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
310,539
 
7.
 
SOLE DISPOSITIVE POWER
0
 
8.
 
SHARED DISPOSITIVE POWER
310,539
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
310,539
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  ¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
 
12.
TYPE OF REPORTING PERSON
 
FI

 
 

 

CUSIP No. 410495105
 
13G
 
Page 4 of 10 Pages

1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GWI Consultoria Participacoes e Servicos Ltda
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)   ¨
(b)   ¨
     
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Federative Republic of Brazil
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
310,539
 
7.
 
SOLE DISPOSITIVE POWER
0
 
8.
 
SHARED DISPOSITIVE POWER
310,539
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
310,539
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  ¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
 
12.
TYPE OF REPORTING PERSON
 
FI

 
 

 

CUSIP No. 410495105
 
13G
 
Page 5 of 10 Pages

1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Mu Hak You
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)   ¨
(b)   ¨
     
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Republic of Korea
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
2,027,896
 
7.
 
SOLE DISPOSITIVE POWER
0
 
8.
 
SHARED DISPOSITIVE POWER
2,027,896
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,027,896
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
    ¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.0%
 
 
12.
TYPE OF REPORTING PERSON
 
IN
 

 
 

 

CUSIP No. 410495105
 
13G
 
Page 6 of 10 Pages

SCHEDULE 13G
 
Item 1(a).
Name of Issuer:
 
Hanmi Financial Corporation
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
3660 Wilshire Boulevard
Penthouse Suite A
Los Angeles, California 90010
 
Item 2(a).
Name of Person Filing:
 
This Schedule 13G is being filed on behalf of the following persons:
 
 
(i)
GWI Enterprise Ltd.
 
 
(ii)
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
 
(iii)
GWI Consultoria Participacoes e Servicos Ltda
 
 
(iv)
Mu Hak You
 
Item 2(b).
Address of Principal Business Office:
 
 
(i)
GWI Enterprise Ltd.
Kings Court, Bay Street
P.O. Box N-3944
Nassau, Bahamas
 
 
(ii)
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
Av. Presidente Wilson, nº 231, 11º andar
Rio de Janeiro – RJ – Brazil
 
 
(iii)
GWI Consultoria Participacoes e Servicos Ltda
Av. Brigadeiro Faria Lima, 3.900 6° andar
CEP 04538-132  São Paulo – SP - Brazil
 
 
(iv)
Mu Hak You
c/o GWI Enterprise Ltd.
Kings Court, Bay Street
P.O. Box N-3944
Nassau, Bahamas
 
Item 2(c).
Citizenship:
 
 
(i)
GWI Enterprise Ltd. is a corporation organized under the laws of The Commonwealth of The Bahamas
 
 
(ii)
Fundo de Investimento em Acoes GWI Private Investimento no Exterior is a fund organized under the laws of the Federative Republic of Brazil.
 
 
(iii)
GWI Consultoria Participacoes e Servicos Ltda is a limited liability company organized under the laws of Brazil.
 
 
(iv)
Mu Hak You is a citizen of the Republic of Korea
 
Item 2(d).
Title of Class of Securities:
 
Common stock, par value $0.001
 
 
 

 
 
CUSIP No. 410495105
 
13G
 
Page 7 of 10 Pages
 
Item 2(e)
CUSIP Number:
 
410495105
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
Not Applicable.
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
The percentages used herein are calculated based upon the shares issued and outstanding as of April 30, 2010 as reported on the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission for the quarterly period ended March 31, 2010.
 
 
(a)
Amount beneficially owned:
 
GWI Enterprise Ltd.
 
1,717,357
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
310,539
     
GWI Consultoria Participacoes e Servicos Ltda
 
310,539
     
Mu Hak You
 
2,027,896
 
 
(b)
Percent of class:
 
GWI Enterprise Ltd.
 
3.4%
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
0.6%
     
GWI Consultoria Participacoes e Servicos Ltda
 
0.6%
     
Mu Hak You
 
4.0%
 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote:
 
GWI Enterprise Ltd.
 
0
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
0
     
GWI Consultoria Participacoes e Servicos Ltda
 
0
     
Mu Hak You
 
0

 
 

 
 
CUSIP No. 410495105
 
13G
 
Page 8 of 10 Pages
 
 
(ii)
Shared power to vote or to direct the vote:
 
GWI Enterprise Ltd.
 
1,717,357
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
310,539
     
GWI Consultoria Participacoes e Servicos Ltda
 
310,539
     
Mu Hak You
 
2,027,896
 
 
(iii)
Sole power to dispose or to direct the disposition of:
 
GWI Enterprise Ltd.
 
0
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
0
     
GWI Consultoria Participacoes e Servicos Ltda
 
0
     
Mu Hak You
 
0
 
 
(iv)
Shared power to dispose or to direct the disposition of:
 
GWI Enterprise Ltd.
 
1,717,357
     
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
310,539
     
GWI Consultoria Participacoes e Servicos Ltda
 
310,539
     
Mu Hak You
 
2,027,896
 
Mr. Mu Hak You and GWI Consultoria Participacoes e Servicos Ltda do not directly own any shares of the Issuer.  GWI Consultoria Participacoes e Servicios Ltda has investment and voting power with respect to the shares directly owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.  Mr. Mu Hak You beneficially owns 100% of GWI Enterprise Ltd., 99.99% of GWI Consultoria Participacoes e Servicos Ltda and 96.00% of Fundo de Investimento em Acoes GWI Private Investimento no Exterior, and serves as the Director of GWI Enterprise Ltd. and the Director of GWI Consultoria Participacoes e Servicos Ltda.  Mr. Mu Hak You may be deemed to beneficially own the shares of the Issuer owned by GWI Enterprise Ltd., GWI Consultoria Participacoes e Servicos Ltda and Fundo de Investimento em Acoes GW I Private Investimento no Exterior.  GWI Consultoria Participacoes e Servicos Ltda may be deemed to beneficially own the shares of the Issuer owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
 
 

 
 
CUSIP No. 410495105
 
13G
 
Page 9 of 10 Pages
 
Not Applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10.
Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

 
 
CUSIP No. 410495105
 
13G
 
Page 10 of 10 Pages
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Date:  May 18, 2010
 
 
GWI ENTERPRISE LTD.
       
       
 
By:
/s/ Mu Hak You
   
Name:
Mu Hak You
   
Title:
Director
       
       
 
FUNDO DE INVESTIMENTO EM ACOES GWI PRIVATE INVESTIMENTO NO EXTERIOR
       
 
By:
BNY Mellon Servicos Financeiros
   
Distribuidora de Titulos e Valores Mobiliarios
   
S.A., as Administrator
       
       
 
By:
/s/ Luisa Sabola
 
Name:
Luisa Sabola
 
Title:
Procuradora
       
       
 
By:
/s/ Paulo Andre Silva de Oliveira
 
Name:
Paulo André Silva de Oliveira
 
Title:
Procurador
       
       
 
GWI CONSULTORIA PARTICIPACOES E SERVICOS LTDA
       
       
 
By:
/s/ Mu Hak You
 
Name:
Mu Hak You
 
Title:
Director
       
       
 
/s/ Mu Hak You
 
MU HAK YOU
 
 

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